Understanding Market Soundings: A Guide to Compliant Capital Raising
InsightsLearn how to conduct compliant market soundings under MAR. Manage investor consent and reduce risk with clear processes and automation.
Category: Compliance Regulations & Updates
Whether preparing for upcoming changes or refining current processes, we ensure you’re equipped to operate confidently in a highly regulated world.
With actionable strategies and expert analysis, our insights empower your organisation to tackle compliance challenges proactively.
9 min
April 2, 2025 Understanding Market Soundings: A Guide to Compliant Capital Raising
Learn how to conduct compliant market soundings under MAR. Manage investor consent and reduce risk with clear processes and automation.
6 minMarch 18, 2025 5 Bank Compliance Policies for 2025 (with Compliance Procedures)
Explore key bank compliance policies and procedures for 2025, including AML, ESG, and fraud prevention, and how to simplify them using technology.
4 minMarch 18, 2025 5 MAR Compliance Policies and Procedures for 2025
Stay compliant with EU MAR by implementing five essential policies and procedures, including PAD, policy tracking, and disclosure management.
3 minMarch 17, 2025 What Is an Insider List under MAR?
Learn what insider lists are, why they matter under MAR, and how to manage them effectively to ensure compliance and protect market integrity.
5 minMarch 2, 2025 What Is an Employee Conflict of Interest in Trading and When Does It Occur?
Learn how to identify and manage employee trading conflicts of interest using clear policies, digital PAD tools, and regular compliance checks.
5 minFebruary 10, 2025 What Are the Market Abuse Regulation Monitoring Requirements?
Stay compliant with EU and UK MAR by understanding insider lists, STORs, disclosure rules, and how to monitor market abuse effectively.
7 minJanuary 8, 2025 What Is Insider Trading and How to Prevent It?
Learn what insider trading is, how it’s regulated in the EU and US, and how to prevent it with policies, education, and compliance software.