Tag: Compliance Management

Developing and managing strong compliance policies is key for any company that aims to meet regulatory obligations while eliminating the myriad of risks involved. Without these policies, businesses can easily become overwhelmed […]

Market soundings can be an effective and integral part of raising capital, as they can help businesses identify investor interest and potential terms for deals. However, it is critically important that the […]

Bank compliance is vital for maintaining financial security and market integrity, and as regulatory requirements evolve, staying ahead is crucial for financial institutions. In this guide, we’ll look at the bank compliance […]

Data security has become a critical concern for businesses across all industries in today’s digital age. With increasing cyber threats and data breaches, organisations must prioritise data security in their compliance management efforts. This is […]

MAR currently provides only two minor alleviations for SMEGM issuers: allowing to post inside information on the trading venue’s website, instead of the issuer’s website, and allowing establishing the insider lists first […]

Most professionals affected by MAR are aware that, to be classified as insider information, the information needs not only to be considered precise with a likely significant price effect – but also […]