Category: Compliance Regulations & Updates

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EU Listing Act – Implications for MAR and Insider Lists

EU Listing Act – Implications for MAR and Insider Lists

The Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with two different effective dates: 4 December […]


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EU Listing Act – Implications for MAR and Insider Lists

EU Listing Act – Implications for MAR and Insider Lists

The Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with two different effective dates: 4 December […]


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EU Listing Act – Implications for MAR and Insider Lists – 4 December 2024

EU Listing Act – Implications for MAR and Insider Lists – 4 December 2024

The Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with two different effective dates: 4 December […]


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Revised Conditions for Delaying Disclosure

Revised Conditions for Delaying Disclosure

The delay mechanism (under Art. 17(4)) is retained, but one of the three conditions has been amended. The previous condition – that delay is “not likely to mislead the public” – is […]


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Protracted Processes: Disclosure Only on the Final Event

Protracted Processes: Disclosure Only on the Final Event

Under the pre-June 2026 rules: Issuers have been required to disclose inside information arising at each intermediate step of a protracted process (such as e.g. ongoing merger negotiations, a capital raise, or […]


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Why PSD2 doesn’t solve PAD – and why FiDA could be the missing piece

Why PSD2 doesn’t solve PAD – and why FiDA could be the missing piece

Compliance teams at investment firms know the frustration well. Every quarter, employees are asked to log into a portal, manually upload brokerage statements, and self-certify their holdings. The system works, but not […]


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FSMA vs Nyrstar: what the ruling means for delayed disclosure and insider lists

FSMA vs Nyrstar: what the ruling means for delayed disclosure and insider lists

European market-abuse enforcement does not happen in isolation. Although MAR applies directly in every EU member state, day-to-day expectations are shaped by how regulators interpret and apply it in real cases. Court […]


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From Policy to Practice: Building a Scalable Compliance Policy Framework with the Right Tools

From Policy to Practice: Building a Scalable Compliance Policy Framework with the Right Tools

Learn how to manage the full compliance policy lifecycle with automation, ensuring alignment, enforcement, and audit-ready tracking organisation-wide.


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