Understanding Market Soundings: A Guide to Compliant Capital Raising
Insights
gregLearn how to conduct compliant market soundings under MAR. Manage investor consent and reduce risk with clear processes and automation.
Tag: Regulatory Compliance
Achieve comprehensive regulatory compliance with expert insights. Stay ahead of evolving standards confidently.
9 min
April 2, 2025 Understanding Market Soundings: A Guide to Compliant Capital Raising
Learn how to conduct compliant market soundings under MAR. Manage investor consent and reduce risk with clear processes and automation.
6 minMarch 18, 2025 5 Bank Compliance Policies for 2025 (with Compliance Procedures)
Explore key bank compliance policies and procedures for 2025, including AML, ESG, and fraud prevention, and how to simplify them using technology.
4 minNovember 19, 2019 Guide To Permanent Insiders and Persons Discharging Managerial Responsibilities
Know the difference between PDMRs and permanent insiders. Under MAR, different roles trigger different compliance and list-keeping obligations.
1 minOctober 14, 2019 How is The List of PDMRs and PCAs Kept?
Issuers must maintain a private list of all PDMRs and PCAs, including names and roles. However, they are not responsible for verifying associations.
2 minOctober 14, 2019 What is “Inside Information”?
Inside information is non-public, precise data likely to affect prices of financial instruments, including M&A, disputes, or financial difficulties.