What Is an Employee Conflict of Interest in Trading and When Does It Occur?
Insights
gregLearn how to identify and manage employee trading conflicts of interest using clear policies, digital PAD tools, and regular compliance checks.
Category: Insights
Whether you’re looking to understand the latest regulatory changes, explore industry trends, or gain practical tips to optimise your compliance processes, this is your go-to resource.
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5 min
March 2, 2025 What Is an Employee Conflict of Interest in Trading and When Does It Occur?
Learn how to identify and manage employee trading conflicts of interest using clear policies, digital PAD tools, and regular compliance checks.
6 minFebruary 14, 2025 What Are the PDMR Disclosure Requirements?
Understand PDMR disclosure obligations, the role of PCAs, and how to comply under MAR using smart policy design, alerts, and automation.
5 minFebruary 10, 2025 What Are the Market Abuse Regulation Monitoring Requirements?
Stay compliant with EU and UK MAR by understanding insider lists, STORs, disclosure rules, and how to monitor market abuse effectively.
7 minJanuary 8, 2025 What Is Insider Trading and How to Prevent It?
Learn what insider trading is, how it’s regulated in the EU and US, and how to prevent it with policies, education, and compliance software.
2 minNovember 26, 2024 EU Listing Act – Implications concerning MAR and Insider Lists
Explore key EU Listing Act updates, including new rules on insider disclosures, buy-back reporting, and PDMR requirements from 2024 to 2026.
6 minMay 17, 2024 Driving Sustainability: Logwise’s Commitment Highlighted by EcoVadis Bronze Medal
Logwise earns EcoVadis Bronze for sustainability, ethics, and labour rights. See how we’re building responsible compliance technology.
5 minDecember 5, 2023 Managing Market Soundings in the Wake of FCA warnings in Market Watch 75: Leveraging Logwise for Compliance and Efficiency
Learn how sell-side firms manage market soundings under MAR. Mitigate risk and streamline compliance with Logwise tools built for legal teams.