How is The Logbook Kept?
Compliance Regulations & UpdatesMaster insider list compliance. Understand MAR requirements for creation, updates, record retention, and what to provide during regulatory reviews.
Category: Compliance Regulations & Updates
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4 min
October 14, 2019 How is The Logbook Kept?
Master insider list compliance. Understand MAR requirements for creation, updates, record retention, and what to provide during regulatory reviews.
1 minOctober 14, 2019 How is The List of PDMRs and PCAs Kept?
Issuers must maintain a private list of all PDMRs and PCAs, including names and roles. However, they are not responsible for verifying associations.
1 minOctober 14, 2019 Who is a “Permanent Insider”?
Permanent insiders have ongoing access to all inside information, but under MAR, creating a permanent insider list for them is not mandatory.
2 minOctober 14, 2019 What is “Inside Information”?
Inside information is non-public, precise data likely to affect prices of financial instruments, including M&A, disputes, or financial difficulties.
1 minOctober 14, 2019 When Can “Postponed Disclosure” Occur?
Inside information must be disclosed promptly unless delay protects company interests, avoids misleading the public, and ensures confidentiality.
1 minOctober 14, 2019 Who is a “Person Discharging Managerial Responsibilities” (PDMR)?
PDMRs must report trades within three business days and observe a 30-day ban. Understand what qualifies as a PDMR and what rules apply under MAR.
1 minOctober 12, 2019 Which Companies are Covered by MAR?
MAR applies to companies on regulated markets, MTFs, and OTFs, including issuers of bonds, derivatives, and structured financial products.