Guide To Permanent Insiders and Persons Discharging Managerial Responsibilities
Compliance Regulations & UpdatesKnow the difference between PDMRs and permanent insiders. Under MAR, different roles trigger different compliance and list-keeping obligations.
Category: Compliance Regulations & Updates
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4 min
November 19, 2019 Guide To Permanent Insiders and Persons Discharging Managerial Responsibilities
Know the difference between PDMRs and permanent insiders. Under MAR, different roles trigger different compliance and list-keeping obligations.
4 minOctober 24, 2019 Insider Lists – 6 Situations When You Are Allowed To Delay Disclosure of Inside Information
Delayed disclosure is only allowed when three MAR conditions are met. Learn when postponement is justified and how to manage risk and compliance.
5 minOctober 15, 2019 Delayed Disclosure of Inside Information Concerning Financial Reporting
Ensure compliant financial reporting under MAR. Learn how to identify inside information, assess delays, and document decisions properly.
2 minOctober 14, 2019 Which Are The MAR Sanctions?
Explore the full range of MAR sanctions, including public warnings, bans, and heavy fines for breaches by both individuals and legal entities.
2 minOctober 14, 2019 Which Are The MAR Sanctioned Infringements?
Avoid costly MAR breaches. Understand infringements from insider dealing to record-keeping failures and how to stay aligned with regulatory standards.
4 minOctober 14, 2019 How is The Logbook Kept?
Master insider list compliance. Understand MAR requirements for creation, updates, record retention, and what to provide during regulatory reviews.
1 minOctober 14, 2019 How is The List of PDMRs and PCAs Kept?
Issuers must maintain a private list of all PDMRs and PCAs, including names and roles. However, they are not responsible for verifying associations.