1 minutes
2025-07-14
Compliance Regulations & Updates
Know when you as an adviser need to create your own insider list (“sub list”)
Are you supposed to create an insider list or a subsidiary insider list? Follow the arrows to find out.
Or if you haven´t read our other guides yet. Please feel free to follow the links below.
Learn more about subsidiary insider lists
Learn more about obligations concerning transactional counterparties and market soundings
Information compiled from https://www.esma.europa.eu/
EU Listing Act – Implications for MAR and Insider Lists
Compliance Regulations & UpdatesThe Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with three different effective dates: 4 December […]
7 min
May 27, 2026 EU Listing Act – Implications for MAR and Insider Lists
The Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with three different effective dates: 4 December […]
4 minMay 27, 2026 EU Listing Act – Implications for MAR and Insider Lists – 4 December 2024
The Act was published 14 November 2024 and entered into force on 4 December 2024. Its changes to MAR are rolled out in two waves, with two different effective dates: 4 December […]
3 minMay 27, 2026 Revised Conditions for Delaying Disclosure
The delay mechanism (under Art. 17(4)) is retained, but one of the three conditions has been amended. The previous condition – that delay is “not likely to mislead the public” – is […]
4 minMay 27, 2026 Protracted Processes: Disclosure Only on the Final Event
Under the pre-June 2026 rules: Issuers have been required to disclose inside information arising at each intermediate step of a protracted process (such as e.g. ongoing merger negotiations, a capital raise, or […]