Advisers Are Personally Responsible for The MAR Subsidiary List
Compliance Regulations & UpdatesIf advisers access inside information, they must maintain sublists. Issuers remain fully responsible, even when insider list duties are delegated.
2 min
May 24, 2019 Advisers Are Personally Responsible for The MAR Subsidiary List
If advisers access inside information, they must maintain sublists. Issuers remain fully responsible, even when insider list duties are delegated.
4 minMay 16, 2019 EU SME Growth Markets Alleviations are Limited
MAR currently provides only two minor alleviations for SMEGM issuers: allowing to post inside information on the trading venue’s website, instead of the issuer’s website, and allowing establishing the insider lists first […]
3 minMarch 14, 2019 Checklist – 7 Requirements To Comply with MAR
Use our 7-point MAR checklist. Valid for both manual and automated processes, it helps ensure compliance with disclosure and list-keeping obligations.
3 minJanuary 1, 2019 Handling (Inside) Information and Alternative Data
Clarify what qualifies as “public” under MAR and how this affects whether precise, price-sensitive data must be disclosed or can remain confidential.