1 minutes
2025-07-14
Compliance Regulations & Updates
MAR mainly covers the following companies:
- Companies traded on a regulated market (stock exchange).
- Companies traded on a multilateral trading facility (MTF).
- Issuers of bonds traded on a stock exchange or MTF.
- Issuers of products (only discretionary traded; bonds, structured finance products, emission allowances, or derivatives) traded on an organized trading facility (OTF).
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FSMA vs Nyrstar: what the ruling means for delayed disclosure and insider lists
Compliance Regulations & Updates
gregEuropean market-abuse enforcement does not happen in isolation. Although MAR applies directly in every EU member state, day-to-day expectations are shaped by how regulators interpret and apply it in real cases. Court […]
6 min
November 28, 2025 FSMA vs Nyrstar: what the ruling means for delayed disclosure and insider lists
European market-abuse enforcement does not happen in isolation. Although MAR applies directly in every EU member state, day-to-day expectations are shaped by how regulators interpret and apply it in real cases. Court […]
8 minJune 30, 2025 The Essential Guide to Writing and Enforcing a Code of Conduct
Every successful organisation needs a strong code of conduct to set the tone for ethical behaviour and guide employees in their daily decisions. A well-crafted code of conduct isn’t just a document […]
10 minJune 23, 2025 Code of Conduct vs. Code of Ethics: What’s the Difference and Why It Matters
When organisations embark on creating policies for ethical conduct, two terms often emerge: code of conduct and code of ethics. These phrases are sometimes used interchangeably, which can cause confusion. In this […]
7 minJune 16, 2025 Conflict of Interest Explained: Types, Policies, and Real Examples
Learn how to identify and manage conflicts of interest using effective policies and compliance tools to prevent risk and ensure accountability.