Sources on the web
Potential sanctions against MAR regulated companiesEU regulation 596/2014 defines insider dealing, unlawful disclosure, and market manipulation. Learn what’s covered and where to find the details.
Category: Potential sanctions against MAR regulated companies
EU’s regulation 596/2014, the Market Abuse Regulation (MAR), contains various sanctions that the respective National Competent Authority (NCA) may impose. Apart from financial sanctions, MAR also stipulates that infringements should normally be made public to further enforce the effect of the sanctions. Notably, MAR stipulates a regulatory standard but does not limit EU member states’ ability to provide for higher administrative sanctions or other administrative measures and are neither prevented from also enforcing and imposing their respective criminal sanctions as well.
1 min
October 14, 2019 Sources on the web
EU regulation 596/2014 defines insider dealing, unlawful disclosure, and market manipulation. Learn what’s covered and where to find the details.
1 minOctober 14, 2019 The requirements on management of Persons Discharging Managerial Responsibilities (PDMRs) (art. 19), including;
Learn the key sanctions for mishandling PDMR obligations under MAR, including failures in list updates, notifications, and timely submissions.