Delegated list vs subsidiary list - personal responsibility, pitfalls and practical tips

Delegated list vs subsidiary list – personal responsibility, pitfalls and practical tips

EU has released certain MAR alleviations related to SME Growth Markets (“SMEGMs”). It is clear that the SMEGM insider list alleviations will not apply to the obligations of persons with inside information […]

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When to create different insider lists - flowchart

When to create different insider lists – flowchart

When do you need to create advisory insider lists. Follow the arrows to find out more.

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Advisers are personally responsible for the MAR subsidiary list

Advisers are personally responsible for the MAR subsidiary list

MAR stipulates that persons with inside information acting on the issuer’s behalf or account must keep their own insider list. Which are the different types of insider lists? (1) Insider lists; are […]

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EU SME Growth Markets alleviations are limited

EU SME Growth Markets alleviations are limited

MAR currently provides only two minor alleviations for SMEGM issuers: allowing to post inside information on the trading venue’s website, instead of the issuer’s website, and allowing establishing the insider lists first […]

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Checklist - 7 requirements to comply with MAR

Checklist – 7 requirements to comply with MAR

We have produced a condensed 7-bullet checklist with some of the most important obligations that need to be fulfilled in order to be compliant with MAR. The checklist is valid irrespective of […]

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Handling (inside) information and alternative data

Handling (inside) information and alternative data

Most professionals affected by MAR are aware that, to be classified as insider information, the information needs not only to be considered precise with a likely significant price effect – but also […]

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