EU has released certain MAR alleviations related to SME Growth Markets (“SMEGMs”). It is clear that the SMEGM insider list alleviations will not apply to the obligations of persons with inside information […]

Know when you as an adviser need to create your own insider list (“sub list”) Are you supposed to create an insider list or a subsidiary insider list? Follow the arrows to […]

MAR stipulates that persons with inside information acting on the issuer’s behalf or account must keep their own insider list. Which are the different types of insider lists? (1) Insider lists; are […]

MiFID II created a new trading venue category, SME Growth Markets (SMEGMs), to facilitate SME financing. Only MTFs where at least 50% of issuers are “SMEs” (i.e. companies with average market cap […]

EU Regulation 596/2014, the Market Abuse Regulation (MAR), is a complex legal framework, which requires substantial resources from the companies being regulated. We have produced a condensed 7-bullet checklist with some of […]

Most professionals affected by MAR are aware that, to be classified as insider information, the information needs not only to be considered precise with a likely significant price effect – but also […]